12

2021-11

Analysis of Key Issues Subject to Penalties


In the penalty cases, violations of 23 assessment guidelines and 193 specific provisions totaled 1,109 instances. The guidelines with the highest number of violations were: "Guidelines for Asset Valuation Practice—Asset Valuation Procedures," "Guidelines for Asset Valuation Practice—Asset Valuation Reports," "Guidelines for Asset Valuation Practice—Asset Valuation Files," "Basic Guidelines for Asset Valuation," and "Guidelines for Asset Valuation Practice—Enterprise Value," with 279, 165, 162, 112, and 101 violations, respectively.

12

2021-11

Strong policy regulation lays a solid foundation for standardization; digital and intelligent transformation enhances service efficiency.


Recently, the Ministry of Finance issued the "Guiding Opinions on Further Strengthening the Regulation of the Asset Valuation Industry" (hereinafter referred to as the "Opinions"), which proposes 12 specific measures covering aspects such as quality control in practice, risk prevention mechanisms, and coordinated regulatory collaboration, drawing widespread attention from the industry. Meanwhile, the application of technologies such as AI valuation models and big-data asset verification is gradually being implemented in the asset valuation sector, driving the industry’s transformation from traditional service models toward a more integrated approach that combines "professional expertise with technology," thereby providing more precise value references for the development of the real economy.
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